Legal

About this website

Please read the information on this page as it contains the legal and regulatory restrictions which apply to any investment in our products and services. By using the Slater Investments website you agree to these terms and conditions. If you do not agree to accept and be bound by these terms and conditions, you must not use this website and should exit it immediately.

Intended audience

Unless otherwise stated in relevant sections of the site, this site is targeted at and intended for the use of UK residents only. No offer or invitation is made to any other persons. In particular, no offer or invitation is made to any US persons (being residents of the United States of America or partnerships or corporations organised under the laws of the United States of America or any state, territory or possession thereof), who are excluded from the services or products offered in this site.

The information available on this site does not constitute an offer of, or an invitation to apply for or purchase, any securities. In particular, the information does not constitute an offer of, or an invitation to apply for or purchase securities in any jurisdiction where such offer or invitation is unlawful or in which the person making such an offer is not qualified to do so or to whom it is unlawful to make such offer or solicitation. The distribution of this information in written format is generally restricted to the UK.

The information has been issued and approved by Slater Investments and does not in any way constitute investment, legal, tax or other advice. Before making any investment you should read, understand and retain the relevant investment product or service documentation. If you are in any doubt about any of the information on this website, or the suitability of any investment product or service to your needs, please consult your financial adviser.

Certain products or investment services offered by Slater Investments are not generally considered suitable for private investors. Therefore, certain areas of the website require additional confirmation that you are an appropriately experienced or qualified investor.

Links to third parties sites

This website contains links that lead to other websites. Slater Investments Limited is not responsible for the accuracy or completeness of the information supplied by third party sites. Slater Investments takes care to ensure that the information provided by third party sites is correct but it does not warrant, represent or guarantee the contents of the information. Additionally, it does not accept any responsibility for errors, inaccuracies, omissions or any inconsistencies herein.

Risk warnings

The following risk factors should be considered before making your investment decision.

  • Past performance is not necessarily a guide to future performance. If you have any doubts about the suitability of an investment, please contact your financial adviser.
  • The value of your initial (capital) investment and the income arising from it may fall as well as rise and you may not get back the amount you originally invested. This difference will usually be a result of differing buying and selling prices for the fund on the days that you buy and/or sell. Equity investments carry potential for greater returns over the longer term. The volatility of these returns can also be greater.
  • If the funds hold securities denominated in a currency other than sterling, changes in exchange rates may affect the value of your investment.
  • Where charges are taken wholly or partly out of a fund's capital, distributable income will be increased at the expense of capital which will either be eroded or future growth constrained.

Investors should read this information and the relevant Simplified Prospectus or Key Investor Information Document before investing in unit trusts/OEICs.

Investment in the securities of smaller and unquoted companies can involve greater risk than is customarily associated with investment in larger, more established companies. In particular, smaller companies often have limited product lines, markets or financial resources and may be dependent for their management on a smaller number of key individuals. In addition, the market for securities in smaller companies is often less liquid than that for securities in larger companies, bringing with it potential difficulties in acquiring, valuing and disposing of such securities. Proper information for determining their value or the risks to which they are exposed may also not be available.

Some funds will often carry greater risks in return for higher potential rewards. Specialist funds, which invest in specialist markets or small sectors of industry, are likely to carry higher risks than most general funds. Investment in technology related stocks can be more volatile than investment in more established companies. Above average price movements can be expected.

If you start making regular monthly investments in order to save for a specific objective, you should regularly review whether these investments will be sufficient to achieve your objective. You may not achieve your objective if you do not continue to invest regularly with a sufficient amount or if your investments do not appreciate sufficiently.

Unit Trust Information

The unit trusts may invest in smaller companies such as those quoted on the Alternative Investment Market (AIM). Investments in smaller company stocks may be less liquid and their performance more volatile than those of larger companies.

Open Ended Investment Company (OEIC) Information

The OEIC may invest in smaller companies such as those quoted on the Alternative Investment Market (AIM). Investments in smaller company stocks may be less liquid and their performance more volatile than those of larger companies.

Hedge Fund Information

Northglen Aggressive (the "Fund") is an unregulated collective investment scheme, the promotion of which in the United Kingdom is restricted by Section 238 of the Financial Services and Markets 2000 (the "Act"). Shares may not be offered or sold in the United Kingdom other than to investors of a kind described in the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001, namely: firms authorised to carry on investment business under the Act; and institutional and other investors who have experience of alternative, unregulated investments such as hedge funds.

Distribution of shares in the Fund may be restricted in other jurisdictions and you should satisfy yourself of investment, tax and other relevant requirements of the jurisdiction in which you are domiciled before making any investment. In particular, the Funds have not been registered under the United States Securities Act 1933 or the Investment Company Act 1940 but shares may be sold under a private placement to "qualified purchasers".

Investment is limited to certain types of investors and hedge funds are not generally considered suitable for private investors. You will be asked to read additional risk warnings and confirm your eligibility before being given access to further information on the hedge funds.

Taxation

Current tax levels and tax treatment will depend on your jurisdiction and individual circumstances. Any tax reliefs mentioned, such as for PEPs, ISAs or VCTs, are those currently available and may therefore change. Their value depends on the circumstances of the individual investor.

ISAs were introduced in April 1999 for an initial 10-year period (up until April 2009). The government reviewed the savings scheme in 2006 and the favourable tax treatment of ISAs has been extended indefinitely. The current limit for ISA investment is £20,000 per tax year.

Data Protection

Telephone calls to Slater Investments may be recorded and monitored. Slater Investments Limited is committed to maintaining your personal data in accordance with the requirements of the Data Protection Act 1998 and will take all reasonable steps to ensure that your personal details are kept secure against unauthorised access, loss, disclosure or destruction. The information that you supply may be made available to external servicing companies for the purpose of communicating.

If you were introduced to Slater Investments through an Independent Financial Adviser, we will regularly pass on information about your investment to that adviser.

Cookies

A cookie is utilised on this website. It allows the browser to remember specific information about you such as whether you have previously visited the website and if you have read and agreed to the disclaimer. The cookie does not contain any personally identifiable information. The cookie is encrypted and only the Slater Investments web server can read it.

Copyright and confidentiality

Any information accessed via Slater Investments Limited's website is confidential and is protected under copyright law. The website was issued and approved in the UK by Slater Investments Limited. Slater Investments Limited is authorised and regulated by the Financial Conduct Authority. Our registration number is 165999. For more information about the Financial Conduct Authority, please visit their website at www.fca.org.uk

 

Contact

Slater Investments Limited
Lisa Letham
T: 020 7220 9365
E: lisa@slaterinvestments.com

Institutional Investor Factsheet